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Investment Process

No matter what your investment goals are, simply saving and investing are not enough to help you meet them. You must develop a short, midterm and long range plan and be one hundred percent committed to it. Our focus is to help you develop a process and understand why it will assist you to achieve your goals. Our process is composed of four main components: Consultation, Strategy, Implementation and Monitoring.

Consultation

The primary goal is to learn as much about you as we possibly can. It is crucial to get a full understanding of what you have done up until this point to reach your goals. We need to bring together all aspects of your financial life, including all investments that you may have regardless of the advisor or manager. This will assist us to develop a clear understanding of your current financial situation and what goals you have for your family that are expected to be funded by these monies.

Develop A Plan

In order to have an opportunity to achieve the goals that you have laid out for your family we must develop a written plan. Like building a house you need to start with a blueprint. Most individuals do a great job of saving and investing but they do so without the most fundamental aspect of reaching their goals, a plan. You will be handed a comprehensive plan that will outline where you are today, where you want to be in the future and the most effective way to get you from today to tomorrow.

Implementation

Now that we have a blueprint in place we must begin to implement the plan. This is the very heart of the investment process. If you have a plan and do not follow it, it will never work. A primary reason why investors do not follow a plan is because many times they do not understand it. We will provide you with a full understanding of your plan. Only then will we begin to put our investment strategy to work and implement the plan.

Monitoring

You have invested something more important to you than money in this process and that is your time. We ensure that the plan and the investment strategies are constantly being monitored according to our strategy. We must also make certain that nothing has significantly changed in your life that would cause a need to reevaluate or adjust the original plan.

Mitlin Financial, Inc. ("Mitlin Financial") is an investment advisor located in New York. Mitlin Financial and it's representatives are in compliance with the current registration requirements of those states in which Mitlin Financial maintains clients. Mitlin Financial may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Mitlin Financial's website is limited to the dissemination of general information pertaining to its investment advisory services. Accordingly, the publication of the Mitlin Financial website on the internet should not be construed by any consumer and/or prospective client as Mitlin Financial's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the internet. Any subsequent, direct communication by Mitlin Fiancial with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. A copy of Mitlin Financial's current written disclosure statement discussing Mitlin Financial's business operations, services, and fees is available from Mitlin Financial upon request. Mitlin Financial does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Mitlin Financial's website or incorporated herein, and takes no responsibility thereof. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended by Mitlin Financial) or product made reference to direcly or indirectly by Mitlin Financial in its website, or indirectly via a link to an unaffiliated third party website, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client's investment portfolio. Historical performance results for investment indices and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.

Certain portions of Mitlin Financial's website (i.e., newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Mitlin Financial's (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendations(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Mitlin Financial, or from any other investment professional. Mitlin Financial is neither an attorney nor accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice. Correspondingly, each client and prospective client agrees, as a condition precedent to his/her/its access to Mitlin Financial's website, to release and hold harmless Mitlin Financial, its officers, directors, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Mitlin Financial.

To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to Mitlin Financial's website, the client and/or prospective client is advised that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Mitlin Financial, or from any other investment professional.